Regulatory Information

FINRA/SIPC

Securities in accounts carried by Fidelity Clearing & Custody Solutions, a Fidelity Investments company, are protected in accordance with the Securities Investor Protection Corporation (“SIPC”) up to $500,000. For claims filed on or after July 22, 2010, the $500,000 total amount of SIPC protection is inclusive of up to $250,000 protection on claims for cash, subject to periodic adjustments for inflation in accordance with terms of the SIPC statute and approval by SIPC’s board of directors. Fidelity Clearing & Custody Solutions also has arranged for coverage above these limits. Neither coverage protects against a decline in the market value of securities, nor does either coverage extend to certain securities that are considered ineligible for coverage. For more details on SIPC, or to request a SIPC brochure, visit www.sipc.org or call 202.371.8300.

• Privacy Notice
• Privacy Policy
• Reg BI/Form CRS Customer Disclosures
• Business Continuity Plan and Client Disclosures
• Rule 605 and 606
• Customer Identification Program Notice
• Mutual Fund Breakpoint Search Tool
• Characteristics and Risks of Standardized Options
• November 2012 OCC Definitive Supplement
• Bank Sweep Deposit Program (BSDP) Information
• European Union General Data Protection Regulation Privacy Notice
• National’s Ethics Hotline Policy

Click on the link to visit their website:

• SEC | https://www.sec.gov
• FINRA | https://www.finra.org
• SIPC | https://www.sipc.org