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Executive Services

As a leading investment bank for small and mid-market companies, we know our clients face corporate finance challenges beyond M&A and capital raising.

Over the years, we have been helping senior executives at client companies protect and grow the wealth often created by the transactions we manage for them. Our involvement in your firm's investment banking business enables us to understand your unique needs as well as those of your executives and your entire workforce.

We will manage your corporate financial services so you can concentrate on what you do best. . . running your company.

Your board has placed its trust in you to guide the company through turbulent waters. Tough competition, economic uncertainty, compressed product cycles and regulatory pressures make your position the most demanding in modern times. how do you grow your business faster than the market? Will your share price give you the ability to raise capital and execute an M&A strategy? What is the most efficient capital structure for your company?

Which investment bank is best prepared to guide you through these crucial issues?

As a full service firm, National provides personalized investment banking, market making solutions, and access to research to growing public companies worldwide. Our financial experience, nationwide broker network and effective capital raising capabilities have enabled us to close numerous transactions since our inception. And unlike many Wall Street firms who restrict their clientele exclusively to large companies and lucrative transactions, we have the expertise and superior service required to address the special needs of small and medium sized public companies as well.

We support our traditional services with innovative online technology. Our financial experience and established global network enable National Securities to structure transactions that satisfy the needs of both our corporate finance clients and our investor network.

Corporate Financial Services

  • Senior Executive Financial Planning
  • Pension Planning
  • 401K Formation
  • Non Qualified Ret. Accounts for Sr. Executives
  • Key Man, D&O, E&O Insurance
  • Buy/Sell Agreements
  • Unlisted options, collars and exchange funds
  • 144 Stock Sales
  • Corporate Cash Management
  • Wealth Management
  • Retirement Planning (including defined benefits)
  • Stock buybacks
  • Share repurchase programs
  • Block trade facilitation

Copyright © 2011 National Securities Corporation (member FINRA/ SIPC), a National Holdings Corporation company, New York, NY All Rights Reserved