Disclosures

Disclosure of Order Execution and Routing Practices:

Rule 606: Accounts held with National Financial Securities Corporation, quarterly reports identifying the venues to which customer orders are routed for execution.

Rule 606: Accounts held with Legent Clearing, LLC, quarterly reports identifying the venues to which customer orders are routed for execution.

NSC Privacy Notice and Disclosure Information - includes Business Continuity Plan and Extended Hours Trading Information

CIP Notices

  Client Resources