National Securities’ Capital Markets Group provides a wide range of value-added products and services to satisfy the needs of our corporate, institutional, and high net-worth clients. The Company’s focus is to enhance its clients’ portfolios by offering a wide range of investment products. Our team of trained financial professionals evaluates and orchestrates initial public offerings, secondary offerings, private placements, preferred stock offerings, debt offerings, and closed end mutual funds. National Securities’ Investment Banking and Syndicate Departments work diligently to provide high-quality investment products for our client base.

National Securities Investment Banking Department evaluates and structures financing alternatives for emerging growth companies. With the U.S. capital markets having undergone a significant change in recent years, many companies find financing especially challenging. National Securities has the expertise and resources to provide solid solutions to this underserved market. National Securities has provided financial advice, strategic counsel, mergers and acquisitions services, primary and secondary offerings, and private placements for emerging companies since 1947.

The Syndicate Department at National Securities has relationships with many of Wall Street’s oldest and largest firms, through which the Company has access to initial public offerings, secondary offerings, private placements, preferred stock offerings, debt offerings, and closed end mutual funds. National Securities is committed to strategic relationships with these partners as the Firm dramatically expands the number of products it offers.